Practice Area: Financial Services Regulatory and Compliance Advisory Services: [Corporate Services]
Key Corporate Services have worked closely with a number of leading Financial Services firms, ranging from Investment intermediaries, stockbrokers, hedge funds, credit institutions, commodities brokers, CTAs, family offices and reinsurance companies. Completed projects include:
* Assistance and Project Management with MiFID and other authorisations for submission to the Financial Regulator (IFSRA), the FSA, the NFA or the CFTC.
* European localisation of Policies & Procedures for AML, KYC, Best Execution and Conflicts of Interests
* Overall Compliance Reviews including assistance in updating Compliance and Risk Manuals and Preparing Compliance Plans
* Assisting in the selection and deployment of third party systems for settlement, clearing, custody, reporting, wealth management and execution.
In addition to the services we provide to Financial Services companies above, we also routinely assist non Financial Service companies in the following one-off activities:
* Company Incorporations
* Tax Registrations (payroll taxes, corporation tax, value added taxes)
* Addressing Planning within Complex International Structures
* Assistance in recruitment and establishment of an Irish registered office.
* Registering for domain names, phone lines, broadband etc.
Ongoing Administration Services:
Firms who use our services for establishment services quite often request that we provide ongoing services for them, this may include:
* Financial Reporting and Administration (Bank Recs, Accounts Payable & Accounts Receivable Processing)
* Provision of staff and Irish Resident Directors
* Company Secretarial Services
* Payroll Services and Payroll & HR Training.
* Provision of a Place of Business and Accommodation Leases or Licences.
* Office space for drop-in meetings and hot desk facilities.
* Telephone answering, call forwarding, and message forwarding services.