The Yearbook & Directory of Ireland's international financial services industry Tuesday, 17th September 2019
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Compliance Ireland Regulatory Services

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Banking & Finance/Capital Markets

Profile: Compliance Ireland has an extensive investment business practice, advising clients ranging from high-frequency traders and market operators to wealth managers and investment intermediairies.

We also provide regulatory advice to credit institutions ranging from conduct of business rules to corporate governance and capital adequacy advice.
Services:
  • Consumer Protection Code
  • Corporate Governance Code
  • Capital Requirements Directive
  • MiFID Regulations